Compliance, Auditing & Legal Management and Oversight

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Compliance, Auditing & Legal Management and Oversight

Objective

To ensure that Policies and Procedures are designed, developed and implemented in accordance with the law, industry best practices, contractual obligations, and/or regulatory Guidelines.

Item nr.	Item Name and Page	Control	Aim
13.1.	Identification of Laws, Regulations and Contracts	Relevant laws, regulations and contracts concerning Machine Learning ought to be identified and documented.	To ensure that relevant Machine Learning laws, regulations and contracts have been identified and documented.
13.2.	Response to Laws, Regulations and Contracts	Procedures should be implemented to incorporate relevant laws, regulations and contracts into Policies and Procedures.	To ensure that relevant Machine Learning laws, regulations and contracts are implemented and abided by.
13.3.	Privacy and Protection of Personally Identifiable Information Procedures	Procedures should be implemented to ensure the privacy and protection of personally identifiable information in Products as required in law, regulations and/or contracts.	To ensure that relevant data protection and privacy laws, regulations and contracts are implemented and abided by.
13.4.	Intellectual Property Rights Procedures	Procedures should be implemented to protect intellectual property rights and the use of proprietary products in Products as required in law, regulations and/or contracts.	To ensure that relevant intellectual property rights laws, regulations and contracts are implemented and abided by.
13.5.	Internal Audit of Policies and Procedures	Defined organisational employees should audit the implementation of Policies and Procedures within the Organisation.	To ensure the quality and integrity of implemented Policies and Procedures.